Sheaff Brock Works for You—the Intelligent Investor
You’re here because you have sophisticated needs and goals and are looking for more—for a partner who understands your vision for the future. We’re here because we strive to provide something more—for you and for your portfolio management. More innovative strategies, more timely investment insights, and more direct personal service. Sheaff Brock is your resource that understands and shares your look ahead.
Sheaff Brock's Mid-Year Performance Update
Six months in to 2023, the bull has awakened—at least for the U.S. stock market. It’s no surprise to us, even though 2022 seemed to have more than its share of troubled waters. See what our portfolio strategies have done during these first six months and look ahead with us to the rest of 2023.
View our June 30, 2023, Mid-Year Performance Update here.
Sheaff Brock in the Top 10 of the 2023 CNBC FA 100*
We’re in the top 10! CNBC released their 2023 Financial Advisor 100 List, an annual ranking of the top financial advisors in the country, and Sheaff Brock is honored to be included for the fourth consecutive year. This year, we’re especially humbled to be selected as #10 on the list.
To make the list once felt like a great achievement—to make the list for a fourth consecutive year is incredibly motivating. As we set our sights forward, our team remains committed to supporting our clients as they work to build and preserve their wealth over the long term.
The first year Sheaff Brock was selected for CNBC’s FA100, in 2020, the company ranked 95th; in 2021, Sheaff Brock ranked 82nd; and in 2022, 68th.
Throughout, It’s About You
You’re in the driver’s seat. We provide you with tools and resources to help in your decision-making about your goals, strategies, portfolios, and future needs.
Sheaff Brock—a resource for you, the Intelligent Investor.
*ABOUT 2023 CNBC FA 100
The 2023 CNBC Financial Advisor 100 (9/12/23), 2022 CNBC Financial Advisor 100 (10/4/22), 2021 CNBC Financial Advisor 100 (10/6/21) & the 2020 CNBC Financial Advisor 100 (10/6/20) list is an independent ranking. CNBC enlisted data provider AccuPoint Solutions to assist with the ranking of registered investment advisors for the CNBC FA 100 list. The analysis started with 40,646 RIA firms for 2023, 39,818 RIA firms for 2022, 38,302 for 2021 and 37,369 for 2020 from the Securities and Exchange Commission regulatory database. AccuPoint screened the list down to 812 RIAs for 2023, 904 RIAs for 2022, 749 for 2021 and 750 for 2020 who were required to complete a survey to be in consideration for the CNBC FA 100 list. Neither the registered investment advisor nor their employees pay a fee for the listing.
Data points used by AccuPoint for the ranking included regulatory/compliance record, number of years in the business, number of certified financial planners, number of employees, number of investment advisors registered with the firm, ratio of investment advisors to total number of employees, total assets under management, percentage of discretionary assets under management, total accounts under management, number of states where the RIA is registered, and country of domicile.
Third-party rankings and recognition from rating services or publications, such as the CNBC FA 100, are no guarantee of future investment success and working with a highly rated advisor does not ensure that a client or prospective client will experience a higher level of performance or results. The ranking may not reflect a client or prospective client’s experience with the registered investment advisor. Past performance does not guarantee or indicate future results.